services
Controls & SOX Readiness
the value we bring
Audit-Ready, Year-Round
SOX readiness isn’t just about compliance—it’s about control. From smart control design and implementation to audit readiness support and ongoing monitoring, we help you lock in what works and fix what doesn’t. No scramble, no surprises—just clear, confident compliance when it counts most.
Control Design & Optimization
Design controls that are right-sized, risk-aligned, and built for scalability. Our experts assess your control environment with a business-friendly lens—streamlining design and eliminating inefficiencies without overengineering your approach.
- Control Framework Design (e.g., COSO)
- Risk & Control Matrix (RCM) Development
- Key Control Identification & Mapping
- Control Rationalization & Efficiency Improvement
SOX 404 Program Management
Run a smoother, smarter SOX program. We guide you through evolving Sarbanes-Oxley requirements—from initial assessments to full-scale compliance with clear documentation, effective testing, and reduced surprises.
- SOX Program Design & Governance
- Walkthroughs & Process Documentation
- Control Design & Operational Effectiveness Testing
- Compliance Reporting & Audit Coordination
Control Testing, Monitoring, & Assessment
Know what’s working and what needs work. We evaluate entity- and process-level controls for effectiveness, efficiency, and audit-readiness, so you can act quickly and stay ahead of risk.
- Manual & Automated Control Testing
- Control Effectiveness Assessments
- Ongoing Monitoring Programs
- Root Cause Analysis & Remediation Support
Executive Reporting & Risk Insights
Bring clarity to your boardroom. We translate complex SOX and controls data into focused dashboards and reports that keep leadership, audit committees, and regulators aligned.
- Risk & SOX Dashboard Development
- Audit Committee & Board Reporting
- Issue & Remediation Tracking
- Controls KPIs & Environment Health Trends
Digital Enablement for Controls
Modernize your control environment with automation and analytics. From platform integrations to AI-enabled testing, we help you reduce manual effort, improve accuracy, and stay ahead of emerging risk.
- Controls Automation Roadmap & Tool Selection
- GRC Platform Integration (e.g., ServiceNow, AuditBoard, Workiva)
- Continuous Controls Monitoring
- AI & Analytics for Fraud Detection & Prioritization