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To the Power of Human

Drafting Support for Streamlined Documentation

Oct 30, 2019 |
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Client

A professional services company

In preparation for filing documents with the SEC, a professional services company sought critical legal and regulatory backup, so their primary counsel could deliver required documentation as cost-effectively as possible.

Our attorneys collaborated with our Client’s in-house legal team and primary SEC counsel, leading the preparation and filing of their annual proxy statement and proposed new equity plan.

What We Did

  • Led the preparation and filing of the company’s annual proxy statement and proposed new equity plan.
  • Coordinated with our Client’s legal team to draft the proxy document and new equity plan documents.
  • Coordinated a high-level final review of the completed materials with our Client’s primary SEC counsel.
  • Reviewed state laws, corporate bylaws and stock exchange requirements to help determine what corporate actions were subject to the shareholder vote.

Impact

  • Aided our Client’s SEC counsel to significantly streamline the documents review, resulting in considerable cost savings.
  • Enabled our Client to provide a proxy statement with the level of complexity that shareholders need to make an informed decision, including relevant facts and circumstances related to the new equity plan.
  • Delivered significant cost and time savings for in-house staff.
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Client

A professional services company

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