Client
A professional services company
In preparation for filing documents with the SEC, a professional services company sought critical legal and regulatory backup, so their primary counsel could deliver required documentation as cost-effectively as possible.
Our attorneys collaborated with our Client’s in-house legal team and primary SEC counsel, leading the preparation and filing of their annual proxy statement and proposed new equity plan.
What We Did
- Led the preparation and filing of the company’s annual proxy statement and proposed new equity plan.
- Coordinated with our Client’s legal team to draft the proxy document and new equity plan documents.
- Coordinated a high-level final review of the completed materials with our Client’s primary SEC counsel.
- Reviewed state laws, corporate bylaws and stock exchange requirements to help determine what corporate actions were subject to the shareholder vote.
Impact
- Aided our Client’s SEC counsel to significantly streamline the documents review, resulting in considerable cost savings.
- Enabled our Client to provide a proxy statement with the level of complexity that shareholders need to make an informed decision, including relevant facts and circumstances related to the new equity plan.
- Delivered significant cost and time savings for in-house staff.
Share This
Client
A professional services company
Human Insights
Insights from our global thought leaders.